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Calling All Brokers and Financial Advisors

Published on 09/16/08 01:01PM by Bruce A. Bierhans

In recent years, our firm has represented many brokers or financial advisors that have left their firms and moved to other investment banks or independant broker dealers. Obviously, after the events of 9/15, there are many other such employees in this position.

Did I sign a Non Compete Agreement? Is it still enforcable? What happens if I move all or a part of my book of business? Do I owe my old firm anything? Can I take any information from my old firm?

These questions, and many others, all all ones that we have confronted on behalf of our clients. We have successfully handled "workouts" and settlements, and are litigating cases where the brokerage is taking the offense and pursuing employees in court or before FINRA.

We are available to help you if needed.



Comments

larrybailey

04/10/09 06:54AM

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